国信证券（香港）

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上述事件看似是个别事件； 并无证据显示国信的监管违规行为令客户蒙受损失；及国信与证监会合作解决证监会的关注事项，及接受其调查结果和纪律行动。 完备注： 国信根据《证券及期货条例》获发牌经营第1类（证券交易）、第2类（期货合约交易）、第4类（就证券提供意见）及第5类（就期货合约提供意见）受规管活动的业务。 《证券及期货事务监察委员会持牌人或注册人操守准则》。 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